Senior Compliance Coordinator
Location: New York New York
Description: The ONeil Search Group is currently interviewing Senior Compliance Coordinator right now, this career will be placed in New York. More complete informations about this career opportunity kindly read the description below. Top Law Firm is looking for a Senior Compliance Officer; general job description is as follows:
Reviews and follows up on documentation and information to meet the Firm's KYC/AML compliance regulatory requirements.
Identifies and addresses non-compliance and risk assessment issues with management and partners.
Updates documentation and databases to keep current with compliance status of clients, the department and Firm's KYC/AML guidelines and procedures, as well as new regulations and requirements.
Serves as resource r! egarding the KYC/AML compliance process and procedures.
Pe! rforms new client risk assessments to include review and analysis of new clients for AML risk, financial viability with respect to bill payment, reputational risk, bankruptcy, and criminal records.
Performs prospective client analysis, including enhanced due diligence, synthesizes findings and reports to management, partners and committee members for effective assessment of viability and risk level of prospective client.
Identifies and enhances approaches and streamlines workflow to accomplish departmental goals.
Researches relationships between the Firm's new and existing clients for parent/subsidiary relationships to facilitate accurate and current reporting.
Provides guidance and training to partners and staff regarding the Firm's KYC/AML procedures.
Updates departmental and Firm documentation relating to the KYC/AML compliance process and procedures.
Handles multiple complex client analysis projects.
Understands and responds to inquiries from! partners, other attorneys as well as staff and demonstrates this understanding through the use of effective communication.
Actively seeks to enhance knowledge of all Client Accounting procedures and processes.
Performs other related duties as assigned.
Knowledge, Skills, Abilities:
Knowledge of Firm operation, policies & procedures
Advanced knowledge of job related computer technology/software, i.e. Excel, Word and relational Knowledge of Aderant with respect to client matter intake process
Personally handles more complex issues/duties requiring independent exercise of discretion and judgment
Ability to perform internet research using various search functions
Works effectively in a team environment
Exercises independent judgment when approaching problems and making decisions in pursuit of departmental goals
Ability to work independently
Ability to handle multiple projects, assignments and shifting responsibilities
Ability to communicate eff! ectively
Ability to handle confidential / sensitive matters
Ability to work well under pressure
Deals courteously and effectively with others
Ability to read, interpret and follow instructions
Pays attention to detail
Ability to meet deadlines
Ability to instruct others in the use of various PC applications
Flexibility to adjust hours to meet operating needs
Education: Bachelors Degree
Prior Experience Required: Minimum of four years of KYC/AML experience and/or other similar law firm/industry experience
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If you were eligible to this career, please email us your resume, with salary requirements and a resume to The ONeil Search Group.
If you interested on this career just click on the Apply button, you will be redirected to the official website
This career starts available on: Sun, 08 Dec 2013 06:22:36 GMT