Compliance Consultant - (Securities/Financial Industry) vacancy at SGA in New York

SGA is at the momment seeking for Compliance Consultant - (Securities/Financial Industry) on Sat, 11 Aug 2012 03:28:06 GMT. Software Guidance & Assistance, Inc., (SGA), is searching for a Compliance Consultant for a contract assignment with one of our premier financial industry clients in NYC. Responsibilities: Review and update compliance training program content Draft and update policies and procedures Communicate and work with policy owners/subject matter experts Research and apply applicable laws and...

Compliance Consultant - (Securities/Financial Industry)

Location: New York, New York

Description: SGA is at the momment seeking for Compliance Consultant - (Securities/Financial Industry) right now, this vacancy will be presented in New York. Detailed specification about this vacancy opportunity kindly read the description below. Software Guidance & Assistance, Inc., (SGA), is searching for a Compliance Consultant for a contract assignment with one of our premier financial industry clients in NYC.

Responsibilities:
Review and update compliance training program content

Draft and update policies and procedures

Communicate and work with policy owners/subject matter experts

Research and apply applicable laws and regulations, with respect to both policy/procedure drafting and training updates

Review news and regulatory sources to identify developments that are relevant. Prepare written summaries.

Assist with PowerPoint presentations

Provide logistical support with respect to various Compliance Training events, including annual compliance awards, webinars, staff offsite and other programs

Ability to roll-up sleeves is critical

Ability to write accurately and succinctly is critical

Requirements:
Banking and/or securities experience is a must

Knowledge of laws and regulations around compliance

Excellent knowledge of Word

Excellent writing skills

Good knowledge of PowerPoint

Good knowledge of Excel

Attorney preferred

SGA is a Certified Womans Business Enterprise (WBE) celebrating over thirty years of service to our national client base. We offer a variety of benefit options including but not limited to health & dental insurance, paid vacation, timely payment via direct deposit in addition to offering H1B Visa sponsorship. Please inquire about our referral program if you would like to submit a candidate for any of our open or future job opportunities. To view all of our available job postings and/or to learn more about SGA please visit us online at www.sgainc.com.
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If you were eligible to this vacancy, please deliver us your resume, with salary requirements and a resume to SGA.

Interested on this vacancy, just click on the Apply button, you will be redirected to the official website

This vacancy starts available on: Sat, 11 Aug 2012 03:28:06 GMT



Apply Compliance Consultant - (Securities/Financial Industry) Here

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